Research Papers:

Nimotuzumab-cisplatin-radiation versus cisplatin-radiation in HPV negative oropharyngeal cancer

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Vanita Noronha, Vijay Maruti Patil, Amit Joshi, Manoj Mahimkar, Usha Patel, Manish Kumar Pandey, Arun Chandrasekharan, Hollis Dsouza, Atanu Bhattacharjee, Abhishek Mahajan, Nilesh Sabale, Jai Prakash Agarwal, Sarbani Ghosh-Laskar, Ashwini Budrukkar, Anil K. D’Cruz, Pankaj Chaturvedi, Prathamesh S. Pai, Devendra Chaukar, Sudhir Nair, Shivakumar Thiagarajan, Shripad Banavali and Kumar Prabhash _


Vanita Noronha1,*, Vijay Maruti Patil1,*, Amit Joshi1, Manoj Mahimkar2, Usha Patel2, Manish Kumar Pandey2, Arun Chandrasekharan1, Hollis Dsouza1, Atanu Bhattacharjee3, Abhishek Mahajan1, Nilesh Sabale1, Jai Prakash Agarwal4, Sarbani Ghosh-Laskar4, Ashwini Budrukkar4, Anil K. D’Cruz5, Pankaj Chaturvedi5, Prathamesh S. Pai5, Devendra Chaukar5, Sudhir Nair5, Shivakumar Thiagarajan5, Shripad Banavali1 and Kumar Prabhash1

1 Department of Medical Oncology, Tata Memorial Hospital, HBNI, Mumbai, India

2 Mahimkar Laboratory, Cancer Research Institute (CRI), Advanced Centre for Treatment Research and Education in Cancer (ACTREC), Tata Memorial Centre (TMC), HBNI, Navi Mumbai, India

3 Section of Biostatistics, Department of Epidemiology, Advanced Centre for Treatment, Research and Education in Cancer, Navi Mumbai, India

4 Department of Radiation Oncology, Tata Memorial Hospital, HBNI, Mumbai, India

5 Department of Head and Neck Surgery, Tata Memorial Hospital, HBNI, Mumbai, India

* These authors contributed equally to this work

Correspondence to:

Kumar Prabhash,email: [email protected]

Keywords: HPV negative; oropharynx; nimotuzumab; weekly; cisplatin

Received: September 03, 2019     Accepted: December 21, 2019     Published: January 28, 2020


Background: Addition of nimotuzumab to weekly cisplatin and radiation improves outcomes in head and neck cancer. HPV negative oropharyngeal cancer has unsatisfactory treatment outcomes and is a candidate for escalation of treatment. We wanted to determine whether the addition of nimotuzumab to cisplatin-radiation could improve outcomes in these poor-risk tumors.

Methods: This was a subgroup analysis of a phase 3 randomized study. In this study, locally advanced head and neck cancer patients undergoing definitive chemoradiation were randomly allocated to weekly cisplatin (30 mg/m2 IV)- radiation (66–70 Gy) {CRT arm} or nimotuzumab (200 mg weekly) -weekly cisplatin (30 mg/m2)-radiation (66–70 Gy) {NCRT arm}. The data of HPV negative oropharyngeal cancer was extracted from the database of this study for the analysis. HPV testing was done with p16 immunohistochemistry (IHC) staining and reported according to the CAP criteria. The outcomes assessed were progression-free survival (PFS), disease-free survival (DFS), locoregional control, and overall survival (OS). Interaction test was performed between the study arms and HPV status prior to doing any HPV specific analysis for each of the studied outcomes. Kaplan Meier estimates for 2 year OS with 95%CI was calculated. The hazard ratio was obtained using COX regression analysis.

Results: We had 187 HPV negative oropharyngeal cancers, 91 in the CRT arm and 96 in NCRT arm. The interaction test was significant for PFS (p = 0.000), locoregional control (p = 0.007) and overall survival (p = 0.002) but not for DFS (p = 0.072). The 2- year PFS was 31.5% (95%CI 21.5–42) in CRT arm versus 57.2% (95%CI 45.8–67.1) in NCRT arm (HR -0.54; 95%CI 0.36–0.79, p = 0.002). The 2-year LRC was 41.4% (95%CI 29.8–52.6) in the CRT arm versus in 60.4% (95%CI 48.7–70.2) in the NCRT arm (HR -0.61; 95%CI 0.4–0.94, p = 0.024). The addition of nimotuzumab also lead to an improvement in 2-year OS from 39.0% (95%CI 28.4–49.6) to 57.6% (95%CI 46.3–67.4) (HR-0.63, 95%CI 0.43–0.92, p = 0.018).

Conclusions: The addition of nimotuzumab to weekly cisplatin-radiation improves outcomes inclusive of OS in HPV negative oropharyngeal cancers.


Locally advanced oropharyngeal cancers possess a unique challenge. The anatomical location along with multiple physiological functions associated with this structure makes open surgical resection a difficult and moribund procedure [1]. Hence in locally advanced oropharyngeal cancers, concurrent chemoradiation is used primarily for management. The prognosis of these tumors is heavily dependent on the Human Papilloma Virus (HPV) status [2]. Patients with HPV positive disease have a favorable prognosis as opposed to HPV negative disease [2]. The incidence of HPV positive disease is variable across the globe with the incidence in North America in the range of 48–81.4% [3], and 15–22.8% in the Indian subcontinent [4].

Efforts to improve outcomes in locally advanced oropharyngeal cancer have met with limited success [5, 6]. Recently a phase 3 randomized study was reported by us, in locally advanced head and neck cancers, testing the role of concurrent nimotuzumab in addition to weekly cisplatin and definitive radiation. The study met its primary endpoint of progression-free survival [7]. However, a similar study exploring the role of Cetuximab (RTOG 0522) was negative [8]. We had hypothesized that an improvement in outcomes in our study was seen due to the differential patient population in our study when compared to the RTOG 0552 study. We had a younger cohort of patients and a predominantly HPV negative disease [7]. This population, even in RTOG 0522 showed a trend towards improvement with the addition of cetuximab [8]. Another phase 3 study, exploring the role of cetuximab along with carboplatin -5 FU with radiation, reported improvement in outcomes with the addition of cetuximab [9]. The probable reason for this was probably due to the predominant HPV negative disease.

Taking this into consideration, we decided to perform a subgroup analysis of the HPV negative oropharyngeal cancer cohort, to study the absolute improvement in 2-year outcomes with the addition of nimotuzumab. We compared 2 year progression free survival (PFS), disease free survival (DFS), locoregional control (LRC) and overall survival (OS) between both arms.


Patient selection and baseline characteristics

We had 536 patients in the study, out of which 269 had primary in the oropharynx. P16 testing was feasible in 212 patients and 187 patients were p16 negative. These 187 patients are included in the current analysis. There were 91 patients in the cisplatin radiotherapy (CRT) arm and 97 in nimotuzumab-cisplatin radiation (NCRT) arm. The baseline characteristics were balanced between the 2 arms (Table 1).

Table 1: Baseline characteristics

VariableCisplatin-radiotherapy arm
(n = 91)
Nimotuzumab-cisplatin-radiotherapy arm
(n = 96)
Age, years
 Median age (range)53 (31–75)56 (34–70)
 Age > 60 years23 (25.3)30 (31.2)0.272*
 Male83 (91.2)83 (86.5)0.359
 Female8 (8.8)13 (13.5)
 020 (22)14 (14.6)0.255
 171 (78)82 (85.4)
Tobacco use
 Yes85 (93.4)88 (91.7)0.783
 No6 (6.6)8 (9.3)
Subsite of malignancy
 Base of tongue52 (57.1)57 (59.4)0.959
 Tonsil25 (27.5)27 (28.1)
 Soft palate10 (11)9 (9.4)
 Posterior pharyngeal wall4 (4.4)3 (3.1)
T category
 T1–T225 (27.5)16 (16.7)0.08
 T3–T466 (72.5)80 (83.3)
N category
 N0–N135 (38.5)35 (36.5)0.88
 N2–N356 (61.5)61 (63.5)
TNM Stage grouping
 Stage III14 (15.4)18 (18.8)0.794
 Stage IVA74 (81.3)74 (77.1)
 Stage IVB3 (3.3)4 (4.2)
Histological Grade
 Grade 1–268 (74.4)66 (68.8)0.418
 Grade 323 (25.3)30 (31.2)


The interaction test for HPV status (positive & negative) was significant for PFS (p = 0.000), LRC (p = 0.007) and OS (p = 0.002) but not for DFS (p = 0.072), suggesting a differential impact of the addition of nimotuzumab with respect to HPV status.

Progression-free survival

At the time of data censoring 103 events had occurred, 60 in CRT arm and 43 in the NCRT arm. The median PFS was 12.9 months (95%CI 8.47–17.3) versus 35.3 months (95%CI 22.10-NA) (P-value = 0.0015) in the CRT and NCRT arm respectively. The 2 year PFS was 31.5% (95%CI 21.5–42) in CRT arm versus 57.2% (95%CI 45.8–67.1) in NCRT arm (Figure 1). The unadjusted hazard ratio was 0.53 (95%CI 0.36–0.79, P-value = 0.002). The multivariate analysis for PFS is shown in Table 2. The adjusted hazard ratio was 0.53 (95%CI 0.36–0.8, P-Value = 0.002). The results of sensitivity analysis performed for PFS using a composite endpoint of progression or death was in line with the above-mentioned analysis. The unadjusted and adjusted hazard ratios were 0.62 (95%CI 0.43–0.88, P-value = 0.008) and 0.62 (95%CI 0.43–0.89, P-value = 0.009), respectively. The site of failure was locoregional in 45 patients (49.5%), locoregional with distant failure in 3 patients (3.3%) and distant failure in 12 patients (13.2%) in CRT arm. The patients with corresponding sites of failure in the NCRT arm were 32 (33.3%), 6 (6.2%) and 5 (5.2%), respectively.

Kaplan Meier estimates of progression-free survival between the 2 arms.

Figure 1: Kaplan Meier estimates of progression-free survival between the 2 arms.

Table 2: Table depicting the result of multivariate cox regression analysis for progression-free survival and locoregional control

VariablesVariable typeReferenceHazard ratio (HR)95%CI of HRP-value
Progression-free analysis
ArmBinaryCisplatin arm0.53520.3588–0.79830.00218*
AgeBinaryBelow 60 years0.71380.4573–1.11410.13776
StageBinaryStage III1.77700.9587–3.29370.06786
ECOG PSBinaryECOG PS 00.85010.5337–1.35410.49418
GradeBinaryGrade 1–21.27340.8227–1.97100.27816
SubsiteBinaryNon base of tongue1.06070.7106–1.58350.77303
Time to locoregional control
ArmBinaryCisplatin arm0.63110.4094–0.97280.0371*
AgeBinaryBelow 60 years0.72680.4453–1.18610.2016
StageBinaryStage III2.08231.0250–4.23030.0425*
ECOG PSBinaryECOG PS 00.68500.4203–1.11650.1290
GradeBinaryGrade 1–21.12780.6967–1.82560.6245
SubsiteBinaryNon base of tongue0.94640.6121–1.46310.8042

Locoregional control

The improvement in PFS with the addition of nimotuzumab is largely contributed by an improvement in locoregional control. The median time to locoregional failure was 17.3 months (95%CI 12.0–56.3) and 60.3 months (95%CI 22.6-NA) in cisplatin arm and cisplatin-nimotuzumab arm respectively (P-value = 0.023). The 2-year LRC was 41.4% (95%CI 29.8–52.6) in CRT arm versus in 60.4% (95%CI 48.7–70.2) in NCRT arm (Figure 2). The unadjusted hazard ratio was 0.61 (95%CI 0.4–0.94, P-value = 0.024) while the adjusted hazard ratio was 0.63 (95%CI 0.41–0.97, P-value = 0.037). These results were confirmed in the sensitivity analysis. The unadjusted and adjusted hazard ratios were 0.68 (95%CI 0.48–0.99, P-value = 0.0358) and 0.69 (95%CI 0.43–0.89, P-value = 0.0494) in favor of the cisplatin-nimotuzumab arm, with the use of composite endpoint of locoregional failure or death.

Kaplan Meier estimates of time to locoregional control between the 2 arms.

Figure 2: Kaplan Meier estimates of time to locoregional control between the 2 arms.

Overall survival

The median follow up was 38.5 months (95%CI 36.2–46.3). At the data cutoff, 105 deaths had happened; 57 in cisplatin arm and 48 in the cisplatin-nimotuzumab arm. The median OS was 19.0 months (95%CI 14.2–23.4) in cisplatin arm while it was 35.9 months (95%CI 22.8–53.7) in the cisplatin-nimotuzumab arm (P-value = 0.017). The addition of nimotuzumab also led to an improvement in 2 year OS from 39.0% (95%CI 28.4–49.6) to 57.6% (95%CI 46.3–67.4) (Figure 3). The assumption for proportional hazard was violated (Supplementary Table 1) and hence, COX regression analysis was found to be an unsuitable method for comparison. Alternatively, restricted mean survivals were calculated for both arms and compared. The restricted mean survival estimated in cisplatin and cisplatin-nimotuzumab arm using data up to 65 months was 37.62 months (95%CI 32.5–42.74) and 29.45 months (95%CI 24.12–34.77), respectively (Figure 4), a difference of 8.17 months (95%CI 0.79–15.56; P-value = 0.03).

Kaplan Meier estimates overall survival between the 2 arms.

Figure 3: Kaplan Meier estimates overall survival between the 2 arms.

Restricted mean overall survival plots of both arms.

Figure 4: Restricted mean overall survival plots of both arms. arm = 0 represents the plot of the cisplatin radiotherapy arm while arm = 1 represents the plot of the Nimotuzumab-cisplatin radiotherapy arm.

Compliance to treatment

The data for treatment compliance and radiation technique are shown in Table 3. There was no difference in these factors between the 2 arms.

Table 3: Compliance data for radiation and cisplatin

VariableCisplatin-radiotherapy armNimotuzumab-cisplatin-
radiotherapy arm
(n = 91)(n = 96)
Radiotherapy compliance
Radiotherapy dose
 Median dose70 (IQR 70–70)70 (IQR 70–70)
 100%86 (94.5)84 (87.5)0.127
 ≥95%86 (94.5)85 (88.5)0.193
Radiotherapy technique
 2-Dimensional83 (91.2)86 (89.6)
 IMRT8 (8.8)9 (9.4)1.0
 Not started1 (1.0)
Median package time in days52 (IQR 49–55)51 (IQR 49–54)
Treatment completed within 63 days
 Yes88 (96.7)93 (96.9)1.0
 No3 (3.3)3 (3.1)
 1 day or more30 (33)36 (37.5)0.543
 ≥3 days cumulative duration24 (26.4)32 (33.3)0.34
Systemic therapy compliance
Cisplatin cycles
 Median7 (IQR 7–7)7 (IQR 7–7)
 7 or more74 (81.3)83 (86.5)0.426
Cumulative dose 200 mg/m2 or above of cisplatin0.858
 Yes72 (79.1)77 (80.2)
 No19 (20.9)19 (19.8)
Cisplatin dose reduction
 Yes7 (7.7)11 (11.5)0.461
 No84 (92.3)85 (88.5)
 Median7 (IQR 7–7)

Adverse events

The clinical adverse events were captured in 180 patients while laboratory adverse events were captured in 182 patients. The adverse events details between the 2 arms are shown in Supplementary Table 2.


The results of the current study clarify the importance of treatment intensification in HPV negative oropharyngeal cancers. Locoregional control, progression-free survival and overall survival were improved with the addition of nimotuzumab to cisplatin and radiation. The absolute improvement in the 2 years LRC and PFS were around 20–25 percent. The corresponding improvement in OS was 18 percent. These improvements, in accordance with the ESMO magnitude of clinical benefit scale for curative treatment would classify as “A” [10].

As opposed to HPV related oropharyngeal cancer, HPV negative oropharyngeal cancers have worse prognosis. The median PFS, LRC, and OS in the current study are however, lower than reported in literature from the western world [8, 11, 12], [1315]. The patient population in the current study had a history of tobacco use (90 percent) with the predominance of stage IV disease (80 percent), which probably resulted in lower survival. Both tobacco and stage IV are known bad prognostic factors [2, 16]. Another factor responsible for poorer outcomes would be the use of weekly cisplatin. However, it is unlikely as the cumulative dose of cisplatin received was 200 mg per M2 or more in nearly 3/4th of the patients. Dose intensification above 200 mg/m2 has questionable benefit [17]. These results in the control arm are similar to the results we previously reported [16].

Addition of nimotuzumab as a radiosensitizer to weekly cisplatin and addition of cetuximab to carboplatin 5-FU resulted in an improvement in outcomes over weekly cisplatin and carboplatin-5 FU in locally advanced head and neck cancers [7, 9]. However, a similar study of the addition of cetuximab to 3 weekly cisplatin was associated with negative results [8]. The probable reason for this discrepancy was the nature of the population in these 3 studies. In our study and the french study, the predominant population was HPV negative while, in the RTOG 0552, the predominant population was HPV positive. We feel that dose intensification would work if the population had poor prognostic factors like HPV negative. Hence, this analysis was performed to study whether addition of nimotuzumab would have larger incremental benefits in a HPV negative population. And indeed it leads to larger incremental benefits as opposed to the whole cohort Supplementary Table 3.

The current study is not without limitations. It is a subgroup analysis. However, an interaction test was performed prior to doing the subgroup analysis, to determine whether nimotuzumab had a differential impact or not. The study had used weekly cisplatin and not 3 weekly cisplatin, and so, the outcomes of the analysis are only applicable for weekly regimen.

Materials and Methods

Patient population and design of the study

This was a phase 3 randomized superiority study conducted between 2012–2018. The study protocol was approved by the institutional ethics committee and the study was conducted in accordance with national (Indian Council of Medical Research) and international guidelines (Good Clinical Practice and Declaration of Helsinki) on human research. The detailed inclusion-exclusion criteria with study protocol are already published [7]. The study enrolled patients with locally advanced head and neck cancer who were planned for curative intent therapy, had normal organ functions, no uncontrolled comorbidities and ECOG PS 0–2. Patients with primary in salivary gland, nasopharynx or thyroid were excluded. For the current analysis, we selected locally advanced oropharyngeal cancer patients who were considered as p16 negative on immunohistochemistry.

Intervention in both arms

The standard arm received radical radiation to a dose of 66–70 Gy with conventional fractionation over 6–7 weeks. Altered fractionation schedules were allowed in both arms if the Biologically equivalent dose (BED) was around 70Gy10. The chemosensitizer used was weekly cisplatin –30 mg/m2. The dose of 30 mg/m2 was selected as it was considered as standard at our centre and had been proven effective compared to radical radiation in a randomized study [18]. In the experimental arm, in addition to cisplatin and radiation, nimotuzumab was administered as a flat dose of 200 mg, over 1 hour in 0.9% normal saline without any premedication. Cisplatin in both arms was administered over 1 hour with adequate antiemetic cover and hydration.

HPV testing

HPV testing was done using p16 IHC. The procedure for performing HPV testing has been already published in the literature [19]. Interpretation of p16 was done in accordance with American pathologist consensus guidelines. Both negative and positive controls were performed while performing p16 IHC for each batch for quality assurance.

Study conduct

All patients, post consenting, underwent screening procedures, which were complete blood count, renal function tests, liver function test, viral serology, pure tone audiometry, dental examination, speech – swallowing function testing, nutritional status examination and evaluation by a social worker for compliance. All patients underwent an examination under anesthesia for mucosal disease assessment and a contrast enhanced computed tomography (CECT) neck with upper thorax for staging. In patients who had N2 nodes, the imaging used as positron emission tomography (PET). The radiation was administered either via conventional 2-D technique or 3-D technique. Use of intensity-modulated radiotherapy was permitted as per physician’s discretion. The patients were assessed each week during the treatment phase. Post-treatment completion at 8 weeks, patients were assessed in a joint clinic with a PET. Further follow up was according to the study protocol. The patients were followed up until death.

Endpoint definition

The primary endpoint was PFS. It was defined as the time in months from randomization until progression. Progression was defined as per RECIST version 1.1. The secondary endpoints were LRC, DFS and OS. Locoregional control was defined as the time in months from randomization till loco-regional progression. Overall survival was defined as the time in months from randomization till death.

Statistical analysis

Descriptive statistics were performed. Nominal and ordinal data between both arms were compared using Fischer’s test. An interaction test was performed between HPV status and outcomes (PFS, DFS, LRC, and OS). Only if the interaction test was positive (P-value of 0.05 or below), which suggested that the addition of nimotuzumab had a differential impact on outcome in accordance with HPV status, further analysis was done on HPV negative patients.

The subgroup had 187 patients. Considering a type 1 error of 5% and a type 2 of 20%, this subgroup was powered to rule out a 20% absolute improvement at 2 years in PFS, which was the primary endpoint.

Kaplan Meier method was used for estimation of the probability of PFS, LRC, and OS in each arm. The median estimates with the 95% confidence interval (CI) were reported. The 95%CI was calculated in accordance with Brookmeyer and Crowley method. The unadjusted hazard ratio (HR) and adjusted HR (adjusted for prognostic factors) with its 95%CI interval were calculated using the COX regression analysis with Efron’s method of tie handling, with CRT arm being considered as reference. The assumptions of proportional hazard model were checked using Schoenfeld residuals and assumptions were met for PFS and LRC. However, the assumption was violated for OS. Hence mean overall survival between the 2 arms were calculated using the restricted mean survival method. The difference between the restricted means between the 2 arms with its 95%CI were calculated. A p-value of 0.05 or below was considered as significant.


The addition of nimotuzumab to weekly cisplatin-radiation improves outcomes inclusive of OS in HPV negative oropharyngeal cancers and this regimen should be considered as standard if 3 weekly cisplatin 100 mg/m2 regimen is not used.

Author contributions

Kumar Prabhash and Vijay Patil had full access to all the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis. Data analysis was conducted by Vijay Patil, Atanu Bhattacharjee, and Kumar Prabhash.


The authors declare the following financial interests/personal relationships which may be considered as potential competing interests. Dr. Noronha reports research grants from Dr. Reddy’s Laboratories Inc, Amgen, Sanofi India Ltd., Intas Pharmaceuticals and Astra Zeneca Pharma India Ltd., outside the submitted work. Dr. Prabhash reports grants from Biocon Ltd, grants from Dr. Reddy’s Laboratories Inc, grants from Fresenius Kabi India Pvt Ltd, grants from Alkem Laboratories, grants from Natco Pharma Ltd, grants from BDR Pharmaceuticals Intl Pvt Ltd, grants from Roche Holding AG, outside the submitted work. All grants were paid to the institution. None of the other authors have anything to declare that may be considered as potential competing interests.


We thank Biocon Ltd and the Tata Memorial Center Research Administration Council for funding this study. The funding agency had no role in design and conduct of the study, collection, management, analysis, and interpretation of the data, preparation, review or approval of the manuscript, and decision to submit the manuscript for publication.


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